Series 6 Certification Prep

Series 6 Certification Prep

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Preparation study guide for the Financial Industry Regulatory Authority (FINRA) Series 6 Securities certification exams.

The Series 6 Guide & Prep app is a study guide that helps prepare you to sell mutual funds, variable annuities and insurance premiums. General Securities Representative Exam, commonly referred to as the Series 6 Exam.

The FINRA exams cover a broad range of investments including covers topics on mutual funds, variable annuities, securities and tax regulations, retirement plans and insurance products.

Includes more than 750 multiple choice quiz questions and 750 flashcards. Includes glossary with common terms and definitions in seven (7) learning modules for securities brokers.

Module 1: Securities and Markets
Module 2: Securities and Tax Regulations
Module 3: Customers, Sales and Marketing
Module 4: Packaging and Annuities
Module 5: Customer Accounts
Module 6: Securities & Business Concepts
Module 7: Economics and Analysis

Completion of the Series 6 exam provides an individual with the qualifications necessary in order to register as a limited representative and sell mutual funds, variable annuities and insurance premiums. Holders of the Series 6 license are not permitted to sell corporate or municipal securities, direct participation programs and options.

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